ast transfer shares


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PDF AST SHAREHOLDER TOOLKIT

How do I transfer shares? In order to transfer shares certain documents are required depending on the current registration at the transfer agent Typically a transfer of ownership with a Form W-9 must be completed with a medallion signature guarantee (see below) A description of the registration types and requirements can be found in AST’s

  • What is the AST shareholder toolkit?

    AST leads a shareholder education mission to develop content and media, including publications, webinars and information guides designed to provide valuable insights. We created the AST Shareholder Toolkit to walk you through what it means to be a registered shareholder.

  • How do I transfer shares to a new participant?

    To perform the transfer, send a written letter of instruction to the Plan Administrator setting forth the full registration name and address of the new participant, as well as the social security number of the new participant. The letter should indicate the number of shares which should be transferred to the new participant.

  • Does AST provide cost basis information?

    AST can provide cost basis information for covered securities starting January 1, 2011, the effective date of the new cost basis reporting legislation. AST will not provide historical cost basis information prior to this date. Does AST utilize the DTCC CBRS services to transfer cost basis information?

  • Can dividend reinvestment plan shares be transferred?

    When a transfer includes Dividend Reinvestment Plan (DRIP) shares, if the new owner would like to keep the shares enrolled in the company’s reinvestment program, they can check the box next to YES on their transfer package in order to reinvest their dividends. Users can also enroll online. How can I transfer and sell my shares?

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